Licenses and legal status

Exchange Broker is one of the first investment companies to begin providing professional services in the Tajikistan market. We confirm our reliability and responsible approach, acting as a partner for both private and institutional investors.

The company holds all necessary licenses issued by the Ministry of Finance of the Republic of Tajikistan:

Brokerage license — for conducting securities operations on behalf of clients

Dealer license — for conducting securities transactions on own behalf

Asset management license — for managing client assets based on individual contracts

Depositary license — for custody, accounting and servicing of securities operations

Having all four key licenses confirms our status as a universal provider of investment services that meets regulatory requirements and transparency standards. We adhere to the principles of professional ethics, financial stability and strive for long-term relationships with each client.

Registry of Professional Securities Market Participants

Exchange Broker LLC is included in the official Registry of Professional Participants of the Securities Market of the Republic of Tajikistan under No. 22.

The registry confirms all 4 of our licenses:

Brokerage No. 007/25
Dealer No. 008/25
Securities Management No. 009/25
Depositary No. 010/25

You can verify this information yourself on the website of the Ministry of Finance of the Republic of Tajikistan:

Open the registry of the Ministry of Finance of the Republic of Tajikistan

List of professional securities market participants of the Republic of Tajikistan

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Screenshot of the registry of professional securities market participants

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The information provided is for informational purposes only and should not be considered as an offer to buy or sell foreign currency, securities and/or other financial instruments. The information presented on this website is not an individual investment recommendation. Financial instruments or transactions mentioned in this section may not be suitable for you, may not correspond to your investment profile, financial situation, investment experience, knowledge, investment objectives, attitude to risk and profitability.

LLC "Exchange Broker" does not guarantee and does not promise future profitability of investments, does not guarantee the reliability of possible investments and the stability of possible income. Investment results in the past do not guarantee income in the future.

LLC "Exchange Broker" is not responsible for possible investor losses in the event of transactions and investments in financial instruments, and also does not guarantee the return, effectiveness and profitability of investments.

LLC "Exchange Broker" hereby informs that it operates in the securities market in accordance with the following professional participant licenses issued by the Ministry of Finance of the Republic of Tajikistan: depository activity No.010/25 dated 25.06.2025; brokerage activity No.007/25 dated 25.06.2025; dealer activity No.008/25 dated 25.06.2025 and securities management activity No.009/25 dated 25.06.2025, and also informs about the risk of a conflict of interest, including as a result of combining various types of professional activity in the securities market.